The penalty impacts two of Robinhood’s broker-dealers, Robinhood Securities LLC and Robinhood Financial LLC. “Today’s order finds that two Robinhood firms failed to observe a broad array of ...

E*TRADE services are available just to U.S. residents. Trades of stocks, ETFs and options are commission-free at Robinhood Financial LLC. Other fees may apply. Please see Robinhood Financial’s ...

Robinhood Securities LLC and Robinhood Financial LLC’s missteps include failing to report suspicious activity on time and not preserving electronic communications records, among other securities ...

announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties to settle a series of regulatory violations. The charges stem from failures ...

Securities LLC and Robinhood Financial LLC have agreed to pay $45M in combined civil penalties to settle a range of SEC charges arising from their brokerage operations. “It is essential to the ...

For more than a decade, Robinhood has been a disruptive force ... is poised to try to bring a similar level of disruption to the financial advice business.

The Securities and Exchange Commission said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges. The SEC said Robinhood violated ...

Robinhood Markets (NASDAQ:HOOD – Get Free Report) had its price objective boosted by Barclays from $54.00 to $76.00 in a ...

Robinhood Securities LLC and Robinhood Financial LLC’s missteps include failing to report suspicious activity on time and not preserving electronic communications records, among other securities law ...